| 15-00942 | 03/23/2016 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Michael Carlo
Respondent Lawyers(s): Michael Carlo
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 13-03636 | 03/22/2016 | Claimant(s): Cliqusean Green
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): Ameriprise Financial Services., American Express Financial Advisors
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Matek, Donald W. McKenzie, Rita J. Jacyna Curley
Hearing Site: Chicago, IL
| | $0 |
| 15-00741 | 03/22/2016 | Claimant(s): Mehdi Hassan
Claimant Lawyers(s): Mehdi Syed Hassan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin G. Lauri
Arbitrator(s): Roger J. Hawke, Daniel Robbins, Akshat Tewary
Hearing Site: New York, NY
| | $0 |
| 15-02414 | 03/22/2016 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Imtiaz Chowdhury
Respondent Lawyers(s): Lance C. Arney
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
| | $0 |
| 15-02842 | 03/22/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
| 15-00347 | 03/21/2016 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian Hormozi
Respondent(s): Michael Martin
Respondent Lawyers(s): Michael Martin
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX
| | $0 |
| 14-03140 | 03/18/2016 | Claimant(s): Sun Trading LLC
Claimant Lawyers(s): Jordan P. Vick
Respondent(s): Kieran Fitzgerald
Respondent Lawyers(s): Harry W. Lipman
Arbitrator(s): Leon Fox, Lee H. Goodman, Georgia K. Fountoulakis
Hearing Site: Chicago, IL
| | $0 |
| 15-01662 | 03/18/2016 | Claimant(s): Tommy Ayala-Rivera
Claimant Lawyers(s): Tommy Ayala-Rivera
Respondent(s): AXA Advisors
Respondent Lawyers(s): Hector D. Geribon
Arbitrator(s): Bernard A. Becker
Hearing Site: San Juan, PR
| | $0 |
| 15-01898 | 03/18/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Daniel Moniz
Respondent Lawyers(s): Daniel J. Moniz
Arbitrator(s): Frank Sanclemente
Hearing Site: Boston, MA
| | $0 |
| 15-02102 | 03/18/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Lewis Davis
Respondent Lawyers(s): Lewis Adam Davis
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | $0 |
