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FINRA Awards for American Express Financial Advisors

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0363603/22/2016Claimant(s): Cliqusean Green
Claimant Lawyers(s): Erin E. Hanson
Respondent(s): Ameriprise Financial Services., American Express Financial Advisors
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Matek, Donald W. McKenzie, Rita J. Jacyna Curley
Hearing Site: Chicago, IL

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