| 15-00845 | 06/24/2016 | Claimant(s): Jean Hernandez-Rosales
Claimant Lawyers(s): Anibal Escanellas-Rivera
Respondent(s): Santander Securities Corporation, Santander Securities LLC
Respondent Lawyers(s): Carlos George, Cristina S. Tamayo Perez
Arbitrator(s): Donald Theodore Ryce, Jaime Rosario, Hector R. Diaz-Olmo
Hearing Site: San Juan, PR
| | $0 |
| 15-01109 | 06/23/2016 | Claimant(s): Kimberly O'Rourke
Claimant Lawyers(s): Kimberly O'Rourke
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Erica Bunin, Paul S. Biederman, Denise L. Quarles
Hearing Site: New York, NY
| | $0 |
| 15-02794 | 06/23/2016 | Claimant(s): Bernard Fuchs
Claimant Lawyers(s): Nicolis S. Singer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jill M. Del Monico
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
| | $0 |
| 16-00231 | 06/23/2016 | Claimant(s): Richard Messina, Benchmark-Pellinore.
Claimant Lawyers(s): Barry Lax
Respondent(s): Adam Gordon
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Roger J. Hawke, Walter Michael Mathews, William R. Serpe
Hearing Site: New York, NY
| | $0 |
| 16-00296 | 06/23/2016 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Paidemoyo Charasika
Respondent Lawyers(s): Paidemoyo Brian Charasika
Arbitrator(s): Barry Goldman
Hearing Site: Louisville, KY
| | $0 |
| 13-02639 | 06/22/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Mark Aronson
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00440 | 06/21/2016 | Claimant(s): James McDevitt
Claimant Lawyers(s): James B. McDevitt
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Rochelle K. Kaplan, Timothy Mark Jayne, John B. Taulane
Hearing Site: Philadelphia, PA
| | $0 |
| 15-01282 | 06/21/2016 | Claimant(s): Jianhua Lin
Claimant Lawyers(s): Jianhua Lin
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Ivy Okoniewski
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
| | $0 |
| 15-02168 | 06/21/2016 | Claimant(s): Shane Grimaldi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Kenneth Kirschner
Arbitrator(s): Cindy B. Eisenberg, Abigail J. Pessen, James Vincent Poma
Hearing Site: New York, NY
| | $0 |
| 15-02207 | 06/20/2016 | Claimant(s): Eric Schindler
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Thomas L. Marshall
Hearing Site: San Diego, CA
| | $0 |
