| 23-02978 | 09/05/2024 | Claimant(s): Christopher Hobart, Steven Greer
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): James Michael Belk, Rupert Ripley Sizemore, Jerry E Long
Hearing Site: Charlotte, NC
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| 23-03514 | 09/05/2024 | Claimant(s): Erik Snyder, Richard Hargis
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Diane Ciccone, Carol H. Gold, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
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| 23-02778 | 09/05/2024 | Claimant(s): Joseph Michaletz
Claimant Lawyers(s): Nathan Lamb
Respondent(s): DAI Securities
Respondent Lawyers(s): Ernest G. Strauss
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 23-01683 | 09/05/2024 | Claimant(s): Jessica Jung
Claimant Lawyers(s): Andrew S. May
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein
Hearing Site: Nashville, TN
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| 23-03262 | 09/04/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Bryan Hicks
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
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| 23-03016 | 09/04/2024 | Claimant(s): Nathanael Downs
Claimant Lawyers(s): Alex Padla
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Boise, ID
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| 22-01977 | 09/04/2024 | Claimant(s): Ravdeep Bhasin
Claimant Lawyers(s): Ravdeep Singh Bhasin
Respondent(s): Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): John J. Fitzpatrick, Carol Ann Jensen, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
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| 22-01852 | 09/04/2024 | Claimant(s): Yousef Bhatti
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Eric Ross Cromartie, Dianne Connally Betts, Michelle Prudhomme-Coleman
Hearing Site: Dallas, TX
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| 23-02050 | 09/03/2024 | Claimant(s): Billy Howard
Claimant Lawyers(s): Craig S. Sternberg
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Stephany Adriene Watson, Jonathan Michael Bensky, David Seiyei Wakukawa
Hearing Site: Seattle, WA
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| 23-02754 | 08/30/2024 | Claimant(s): Michael Beard
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
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