Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01380 | 02/07/2024 | Claimant(s): Douglas Frizzell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Jim Geiger Hearing Site: Manchester, NH | ||
| 23-02440 | 02/07/2024 | Claimant(s): Herbert Shiraishi Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Minnie Loo Hearing Site: Honolulu, HI | ||
| 21-00345 | 02/07/2024 | Claimant(s): David Ingle Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-02205 | 02/07/2024 | Claimant(s): Andrea McKinley Claimant Lawyers(s): Eric Spengler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stephen Dellinger Arbitrator(s): Lisa Bass Morris, Daniel F. Piar, Victoria Liccione Hearing Site: Charlotte, NC | ||
| 23-01479 | 02/06/2024 | Claimant(s): Tim Clairmont Claimant Lawyers(s): William Bean Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR | ||
| 23-01427 | 02/06/2024 | Claimant(s): Lars Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 23-00030 | 02/06/2024 | Claimant(s): Jean Sears Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-00979 | 02/05/2024 | Claimant(s): Matthew Fitzgerald Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 23-01786 | 02/05/2024 | Claimant(s): Sean Westbrook Claimant Lawyers(s): Debra A. Jenks Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 22-01639 | 02/05/2024 | Claimant(s): Deborah Adeimy Claimant Lawyers(s): V. Michael Arias Respondent(s): Morgan Stanley Respondent Lawyers(s): Beth A. Black Arbitrator(s): Edward R. Niederriter, Scott Manker, Rene Enrique Lamar Hearing Site: Boca Raton, FL |