23-03042 | 03/01/2024 | Claimant(s): Michael Dawson Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
| | |
23-01882 | 03/01/2024 | Claimant(s): Cory Grandel Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John James McGovern Hearing Site: Pittsburgh, PA
| | |
23-03026 | 02/29/2024 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J Gworek Arbitrator(s): Susan Manca Hearing Site: New York, NY
| | |
23-01308 | 02/29/2024 | Claimant(s): Curtis Harris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research., MML Investors Services Respondent Lawyers(s): Jeanette E. Dennis, Julie E. Ravis Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX
| | |
23-00476 | 02/29/2024 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
| | |
23-02777 | 02/29/2024 | Claimant(s): Daryl Allen Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
| | |
23-01353 | 02/28/2024 | Claimant(s): David Zane Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE
| | |
23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman Claimant Lawyers(s): Bryon Romine Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller Hearing Site: Dallas, TX
| | |
22-01854 | 02/27/2024 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Daniel H. Wirth Respondent(s): Billy Carty, Rush Harding, Carty & Company. Respondent Lawyers(s): Chris Lazarini, Peter Shults Arbitrator(s): Judith A. Payuk, Michael S. Yauch, Joseph Neal Richardson Hearing Site: Little Rock, AR
| | |
23-00231 | 02/27/2024 | Claimant(s): Sonia Pou Monagas Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
| | |