| 23-02620 | 09/09/2024 | Claimant(s): Rongke Lin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Blackrock Investments
Respondent Lawyers(s): Rachel Capler
Arbitrator(s): Mitchell S. Ostwald, Thomas Arthur Cohen, Anne Michaels Seavey
Hearing Site: San Francisco, CA
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| 23-02291 | 09/06/2024 | Claimant(s): Brendan Poole
Claimant Lawyers(s): Peter Lindholm
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Sara S. Dorland
Arbitrator(s): Cherie S. Lewis
Hearing Site: Los Angeles, CA
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| 23-02897 | 09/06/2024 | Claimant(s): Timothy Ackerman
Claimant Lawyers(s): Austin Davis
Respondent(s): Guardian Investor Services LLC
Respondent Lawyers(s): John Walter
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 23-00921 | 09/06/2024 | Claimant(s): Maria Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 23-02709 | 09/06/2024 | Claimant(s): Anthony Jezek
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Kathryn D. Perreault
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Oklahoma City, OK
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| 23-00955 | 09/06/2024 | Claimant(s): Miguel Hernandez
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Robert Franden
Respondent Lawyers(s): Robert Franden
Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland
Hearing Site: Oklahoma City, OK
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| 24-00601 | 09/06/2024 | Claimant(s): Bellaria Jimenez, John Bucsek, JBJ Financial LLC
Claimant Lawyers(s): Brian D. Singleton
Respondent(s): Domenick Carofine
Respondent Lawyers(s): Domenick Carofine
Arbitrator(s): Julian F. Santos
Hearing Site: Jersey City, NJ
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| 24-01263 | 09/05/2024 | Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Dexter B. Johnson
Respondent(s): Vincent Sharpe
Respondent Lawyers(s): Vincent Anthony Sharpe
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 23-03477 | 09/05/2024 | Claimant(s): Charles Sonnenblick, Mark Sonnenblick
Claimant Lawyers(s): Thomas Perry
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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