| 18-02712 | 02/25/2019 | Claimant(s): Bert Cooper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., WFG Investments.
Respondent Lawyers(s): Davis Williams, Stanton A. Fears
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | $0 |
| 18-02932 | 02/25/2019 | Claimant(s): Andrew Wiziarde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
| | $0 |
| 18-02977 | 02/25/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Gary Strange
Respondent Lawyers(s): Gary Michael Strange
Arbitrator(s): Edith N. Dinneen
Hearing Site: Raleigh, NC
| | $0 |
| 18-00774 | 02/22/2019 | Claimant(s): Kevin Koch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman, Robin H. Rome
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | $0 |
| 18-02627 | 02/22/2019 | Claimant(s): Thomas Kudarauskas
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 18-02904 | 02/21/2019 | Claimant(s): Jay Shah
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 16-00914 | 02/20/2019 | Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
| | $0 |
| 18-00768 | 02/20/2019 | Claimant(s): Joseph Caselle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | $0 |
| 18-01406 | 02/20/2019 | Claimant(s): Angel Colon
Claimant Lawyers(s): Peter Munro
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Jeffrey D. Jones
Arbitrator(s): Vicki Z. Holleman, Anthony Michael Sabino, Elise I. Strauss
Hearing Site: New York, NY
| | $0 |
| 18-02813 | 02/20/2019 | Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | $0 |
