| 17-03503 | 04/12/2019 | Claimant(s): Kobina Hagan
Claimant Lawyers(s): Kobina Gyesi Hagan
Respondent(s): Mark Eisenberg, Lantern Investments.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Steven T. Stern, Samuel H. Chorches, Mae A. Brudner
Hearing Site: Hartford, CT
| | $0 |
| 18-02731 | 04/12/2019 | Claimant(s): Adam Stern
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): A. R. John Hitchings
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
| | $0 |
| 18-01790 | 04/11/2019 | Claimant(s): Frank Auyeung
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Wells Fargo Clearing Services, Wells Fargo Investments, Banc of America Investment Services Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Randi Perry Spallina
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | $0 |
| 18-02775 | 04/11/2019 | Claimant(s): Scott Hultsman
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Eplanning Securities.
Respondent Lawyers(s): Timnothy A. Menezes
Arbitrator(s): Linda M. McCoy, Peter H. Daly, John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $0 |
| 18-03736 | 04/11/2019 | Claimant(s): Ronald Valpey
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02383 | 04/10/2019 | Claimant(s): Lauren Gidley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Gerald W. Hepp
Hearing Site: Buffalo, NY
| | $0 |
| 18-02756 | 04/10/2019 | Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | $0 |
| 18-02835 | 04/10/2019 | Claimant(s): William Lendl
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
| | $0 |
| 18-03049 | 04/09/2019 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katherine L. Handy
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02461 | 04/08/2019 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Jon Gegenheimer
Respondent Lawyers(s): Daniel Green
Arbitrator(s): Minnie Loo, Lawrence R. Mills, A. James Oakes
Hearing Site: San Francisco, CA
| | $0 |
