| 18-04144 | 06/25/2019 | Claimant(s): Richard Casolari
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mony Securities Corporation
Respondent Lawyers(s): Eileen Stassa
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | $0 |
| 17-00716 | 06/24/2019 | Claimant(s): Christopher Jansen
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Jessica E. Levine
Arbitrator(s): Joseph H. Cerame, F. Peter Phillips, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
| | $0 |
| 18-00380 | 06/24/2019 | Claimant(s): Jeffrey Boudjouk
Claimant Lawyers(s): Jeffrey L. Levy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long
Hearing Site: Providence, RI
| | $0 |
| 18-03368 | 06/24/2019 | Claimant(s): David Petty
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Debra Black Leo
Hearing Site: Birmingham, AL
| | $0 |
| 18-03709 | 06/24/2019 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 18-04260 | 06/21/2019 | Claimant(s): Lee Miller
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $0 |
| 18-01436 | 06/20/2019 | Claimant(s): Shamima Aktar
Claimant Lawyers(s): Shamima Aktar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Gary A. Hooker, Dean J. Dietrich, John Burritt McArthur
Hearing Site: San Francisco, CA
| | $0 |
| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | $0 |
| 17-00353 | 06/19/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James L. Komie
Respondent(s): Brandon Mink
Respondent Lawyers(s): Michelle Atlas
Arbitrator(s): Mona Koppel Mitnick, Robert Michael O'Brien, Jeri Kaylene Somers
Hearing Site: Washington, DC
| | $0 |
| 18-03296 | 06/19/2019 | Claimant(s): Natasha Lessard
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Gerard Belfort
Arbitrator(s): Peter M Cosel
Hearing Site: Boston, MA
| | $0 |
