| 18-03152 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
| | $0 |
| 18-03154 | 07/03/2019 | Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA
| | $0 |
| 18-04240 | 07/03/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): First Montauk Securities Corp., J.W. Barclay & Co.., Paragon Capital Markets.
Respondent Lawyers(s): Danny Levine, John Bruno, President or Compliance Officer
Arbitrator(s): Denise L. Quarles
Hearing Site: Newark, NJ
| | $0 |
| 18-04266 | 07/03/2019 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay Wuller
Respondent(s): Brian Williams
Respondent Lawyers(s): Brian David Williams
Arbitrator(s): John R. Loss
Hearing Site: Kansas City, MO
| | $0 |
| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
| | $0 |
| 17-03279 | 07/01/2019 | Claimant(s): Christopher Johnson, Lee Przybyla
Claimant Lawyers(s): Jonah Toleno
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons
Hearing Site: Houston, TX
| | $0 |
| 18-04356 | 07/01/2019 | Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
| | $0 |
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton Fears
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | $0 |
| 18-03657 | 06/28/2019 | Claimant(s): Paul Axberg
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
| | $0 |
| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $0 |
