| 17-03279 | 07/01/2019 | Claimant(s): Christopher Johnson, Lee Przybyla
Claimant Lawyers(s): Jonah Toleno
Respondent(s): USAA Financial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons
Hearing Site: Houston, TX
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| 18-04356 | 07/01/2019 | Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton Fears
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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| 18-03657 | 06/28/2019 | Claimant(s): Paul Axberg
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
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| 18-04027 | 06/28/2019 | Claimant(s): Hatem Dhiab
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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| 18-04320 | 06/28/2019 | Claimant(s): Matthew Couzens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 18-02137 | 06/27/2019 | Claimant(s): David Wren
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets., Cetera Advisors
Respondent Lawyers(s): David I. Hantman, Jeremy S. Winer, Jeremy Carr
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
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| 18-02417 | 06/27/2019 | Claimant(s): Jose Barrionuevo
Claimant Lawyers(s): Jose Maria Barrionuevo
Respondent(s): Javier De Frutos, Steven Thornton
Respondent Lawyers(s): Ted Poretz
Arbitrator(s): Larry A. Kimmel, Dora M. Lassinger, Madelon M. Rosenfeld
Hearing Site: New York, NY
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| 18-00772 | 06/26/2019 | Claimant(s): Laurence Pierron
Claimant Lawyers(s): Laurence Pierron
Respondent(s): Ameriprise Financial Services., Jennifer Ibarguen
Respondent Lawyers(s): Gerry A. Giurato
Arbitrator(s):
Hearing Site: Dallas, TX
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| 18-03626 | 06/26/2019 | Claimant(s): Elias Friedman
Claimant Lawyers(s): Joshua Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Michael Genovese
Hearing Site: Chicago, IL
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