Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 24-00243 | 05/16/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Carol Miller Respondent Lawyers(s): Carol Suzanne Miller Arbitrator(s): Arthur H. Geffen Hearing Site: Dallas, TX | ||
| 23-01411 | 05/16/2024 | Claimant(s): John Thomas Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-01397 | 05/16/2024 | Claimant(s): Liliana Molina Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Spire Securities Respondent Lawyers(s): Feisal A. Malik Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-02740 | 05/16/2024 | Claimant(s): Donald Durando Claimant Lawyers(s): Joshua Kons Respondent(s): PHX Financial. Respondent Lawyers(s): Kevin Chen Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller Hearing Site: New York, NY | ||
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): John Boatright Respondent Lawyers(s): John Richard Boatright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-01838 | 05/16/2024 | Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC Claimant Lawyers(s): Paul D. Flack Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd Respondent Lawyers(s): Leigh Ann Buziak Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed Hearing Site: Philadelphia, PA | ||
| 24-00392 | 05/15/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gabriel Lee-Sanchez Respondent(s): Sevag Haddadian Respondent Lawyers(s): Sevag Raffi Haddadian Arbitrator(s): Robert C. Albini Hearing Site: Los Angeles, CA | ||
| 23-00914 | 05/15/2024 | Claimant(s): Thomas Garity Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR |