Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01066 | 01/22/2020 | Claimant(s): Jason Diaz Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-01331 | 01/22/2020 | Claimant(s): Jean-Matthieu Josse Claimant Lawyers(s): Gregg J Breitbart Respondent(s): A.G.P. / Alliance Global Partners, Aegis Capital Corp. Respondent Lawyers(s): John Hitchings, Robert H. Decker Arbitrator(s): Dan Brecher Hearing Site: New York, NY | ||
| 16-02244 | 01/21/2020 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Justin McDonald Respondent Lawyers(s): Joshua A. Cohen Arbitrator(s): Michael John Florio Hearing Site: Los Angeles, CA | ||
| 18-02986 | 01/21/2020 | Claimant(s): Arturo Neto Claimant Lawyers(s): Harris Freedman Respondent(s): EFG Capital International Respondent Lawyers(s): Jonathan S. Robbins Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe Hearing Site: Miami, FL | ||
| 19-00619 | 01/21/2020 | Claimant(s): Ronald Carson Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 19-00686 | 01/21/2020 | Claimant(s): Ronald Cameron Claimant Lawyers(s): Richard T. Donovan Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Shepherd D. Tate Arbitrator(s): James Paul Beachboard, Scott T. Clavenna, Julie Marie Miller Hearing Site: Little Rock, AR | ||
| 19-01487 | 01/21/2020 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Mitra E. Niknam Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-02183 | 01/21/2020 | Claimant(s): Mikhail Filshtinskiy Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie J. Helman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-02601 | 01/21/2020 | Claimant(s): Daniel Pimental Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Jeffrey A. Dunlap Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-02939 | 01/21/2020 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Thomas P. Dillon Respondent(s): Kenneth Bolda Respondent Lawyers(s): Kenneth Edward Bolda Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI |