Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04184 | 04/21/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Bruce Lewitas Respondent(s): Frank Fava Respondent Lawyers(s): Ronald J. Ricci Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman Hearing Site: Newark, NJ | ||
| 19-00490 | 04/20/2020 | Claimant(s): Rachel Niemuth Claimant Lawyers(s): Laura Hallmon Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Dineo Coleman Gary, Dianne Connally Betts, Kenneth Haben Hearing Site: Dallas, TX | ||
| 19-03274 | 04/20/2020 | Claimant(s): Robert Franskousky Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Louis David Huss Hearing Site: Jacksonville, FL | ||
| 19-01639 | 04/17/2020 | Claimant(s): Steven Margulin Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Michael West Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 19-01922 | 04/17/2020 | Claimant(s): Benjamin Lanphar Claimant Lawyers(s): Gregory B. Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): David William Hickman Hearing Site: Portland, OR | ||
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-02914 | 04/17/2020 | Claimant(s): Barry Eller Claimant Lawyers(s): Barry Carson Eller Respondent(s): TD Ameritrade. Respondent Lawyers(s): Marcia A. Washkuhn Arbitrator(s): Terrence J. Fleming, Barry Goldman, Leo G. Stern Hearing Site: Des Moines, IA | ||
| 19-03549 | 04/17/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Michael Garris Respondent Lawyers(s): Michael David Garris Arbitrator(s): Nancy G. Harris Hearing Site: Los Angeles, CA | ||
| 19-02765 | 04/16/2020 | Claimant(s): Justin Pearce Claimant Lawyers(s): Joshua Norton Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | ||
| 19-03351 | 04/16/2020 | Claimant(s): Aldeen Robinson Claimant Lawyers(s): Aldeen Patrice Robinson Respondent(s): Howard Ebo Respondent Lawyers(s): Howard Leroy Ebo Arbitrator(s): J.G. Long Hearing Site: Atlanta, GA |