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FINRA Awards for Dianne Connally Betts

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0049004/20/2020Claimant(s): Rachel Niemuth
Claimant Lawyers(s): Laura Hallmon
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Dineo Coleman Gary, Dianne Connally Betts, Kenneth Haben
Hearing Site: Dallas, TX
12-0389608/22/2014Claimant(s): Alison McIntosh, Arthur McIntosh
Claimant Lawyers(s): J. Michael Ellis
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Philip I. McConnell, Maryanne M. Esser, Dianne Connally Betts
Hearing Site: Dallas, TX
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