| 19-03686 | 06/24/2020 | Claimant(s): Robert Santillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Anna Matsuo
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
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| 19-02195 | 06/23/2020 | Claimant(s): Ralph Marra
Claimant Lawyers(s): Nancy L Hendrickson
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Andrew Gelfand, Melissa Gworek
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
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| 19-01937 | 06/22/2020 | Claimant(s): Suzanne Banzet
Claimant Lawyers(s): D. Stuart Punger
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Mary E. Woytek, Marie Paulette Levine, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
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| 19-01956 | 06/22/2020 | Claimant(s): Dustin Capco
Claimant Lawyers(s): Dustin Thomas Capco
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Lorie E. Almon
Arbitrator(s): Gregory Hunter Mathews, William Francis Ryan, Joseph Stuligross
Hearing Site: Pittsburgh, PA
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| 19-02911 | 06/22/2020 | Claimant(s): Joseph Medina
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated
Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
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| 19-03334 | 06/22/2020 | Claimant(s): Doris Lau
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
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| 19-03466 | 06/22/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Pastore
Respondent Lawyers(s): Joseph Edward Pastore
Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic
Hearing Site: Los Angeles, CA
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| 19-00902 | 06/19/2020 | Claimant(s): Matthew Goldstein
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John T. DiNapoli
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
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| 19-03310 | 06/19/2020 | Claimant(s): Steven Southworth
Claimant Lawyers(s): Frances Menzer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Steven Cohen
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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