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FINRA Awards for Cetera Investment Services Llc

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0333406/22/2020Claimant(s): Doris Lau
Claimant Lawyers(s): Christina Vourakis
Respondent(s): Cetera Investment Services Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA

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