Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03375 | 08/28/2020 | Claimant(s): Paul Selvin Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 20-00117 | 08/28/2020 | Claimant(s): Phylyp Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC | ||
| 20-00497 | 08/28/2020 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Mark A. Sipper Hearing Site: Cincinnati, OH | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 20-00127 | 08/27/2020 | Claimant(s): Melissa Kumalaputra Claimant Lawyers(s): Frances Menzer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 19-02615 | 08/26/2020 | Claimant(s): John Melchior Claimant Lawyers(s): Michael B. Ranis Respondent(s): New York Life Insurance Company Respondent Lawyers(s): Michael Banks Arbitrator(s): Robert J. Kheel, Michael S. Lazan, Pierre F. de Ravel d'Esclapon Hearing Site: New York, NY | ||
| 19-03038 | 08/26/2020 | Claimant(s): Paul Colchamiro Claimant Lawyers(s): Irwin Weltz Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY | ||
| 20-00121 | 08/26/2020 | Claimant(s): Casey Sletten Claimant Lawyers(s): Frances Menzer Respondent(s): Principal Funds Distributor. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-01148 | 08/26/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Eric Roark Respondent Lawyers(s): Eric T. Roark Arbitrator(s): Eva H. Posman Hearing Site: New York, NY |