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FINRA Awards for Eric T. Roark

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0114808/26/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Eric Roark
Respondent Lawyers(s): Eric T. Roark
Arbitrator(s): Eva H. Posman
Hearing Site: New York, NY

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