Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03275 | 10/06/2020 | Claimant(s): Eszylfie Taylor Claimant Lawyers(s): Frances Menzer Respondent(s): NYLife Securities LLC, Eagle Strategies LLC Respondent Lawyers(s): Shawn P. Thomas Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 19-03571 | 10/05/2020 | Claimant(s): Aaron Griswold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00506 | 10/05/2020 | Claimant(s): Alan Douglass Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Investacorp. Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 20-00791 | 10/05/2020 | Claimant(s): Steven Jablonski Claimant Lawyers(s): Brian Luther Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA | ||
| 20-01011 | 10/05/2020 | Claimant(s): Chiu-ni Wang Claimant Lawyers(s): Joshua B. Kons Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Ralph A. Cotton Hearing Site: San Francisco, CA | ||
| 20-00031 | 10/02/2020 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Nuviah Shirazi, Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-00354 | 10/01/2020 | Claimant(s): Michael Sullivan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-00542 | 10/01/2020 | Claimant(s): Jeffrey Dobyns Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen,Deputy General Counsel Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00571 | 10/01/2020 | Claimant(s): Scott Biestek Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL |