| 20-00902 | 10/27/2020 | Claimant(s): Michael Pearson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christy Boardman
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 20-00955 | 10/27/2020 | Claimant(s): Juan Carlos Freile Franco
Claimant Lawyers(s): Coren H. Stern
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Omari L. Mason
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 20-01458 | 10/27/2020 | Claimant(s): Jacqueline Kulikowski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): Peter H. Daly
Hearing Site: Reno, NV
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| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 20-02075 | 10/26/2020 | Claimant(s): Capital Financial Services.
Claimant Lawyers(s): Gordon D. Dihle
Respondent(s): Steven Knuttila
Respondent Lawyers(s): Steven Roland Knuttila
Arbitrator(s): Steven M. Bialick
Hearing Site: Minneapolis, MN
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| 19-02863 | 10/23/2020 | Claimant(s): Gerard Camerino
Claimant Lawyers(s): Wilmer D. Masterson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman
Hearing Site: San Francisco, CA
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| 20-01029 | 10/23/2020 | Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates.
Respondent Lawyers(s): Jeff Csercsevits
Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist
Hearing Site: Indianapolis, IN
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| 20-00489 | 10/22/2020 | Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 19-00395 | 10/21/2020 | Claimant(s): Brian Kennedy, Vincent Catalano
Claimant Lawyers(s): David J. Freniere
Respondent(s): John Dimonda, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): John J. Jordan, Louis P. Wagman, Stephen Samuel Werner
Hearing Site: Philadelphia, PA
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