Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00119 | 10/30/2020 | Claimant(s): Terance Power Claimant Lawyers(s): Benjamin Winograd Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-00445 | 10/30/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): New England Securities Corporation Respondent Lawyers(s): Marc A. Cohn Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-00803 | 10/30/2020 | Claimant(s): Thomas Shepard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard W. Dissen Hearing Site: Augusta, ME | ||
| 20-00886 | 10/30/2020 | Claimant(s): Heather Churchill Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00988 | 10/30/2020 | Claimant(s): Gregory Smith Claimant Lawyers(s): Elaine Rice Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Suzanne E. Reynolds-Brady, Maurice M. Feller, Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 20-01545 | 10/30/2020 | Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 20-01600 | 10/30/2020 | Claimant(s): Victor Lizardi Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Ron Pekoe, Thomas Joseph Atkinson, Ken Ziesenheim Hearing Site: Orlando, FL | ||
| 20-00131 | 10/29/2020 | Claimant(s): Matthew Bumstead Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 20-00905 | 10/29/2020 | Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 20-01158 | 10/29/2020 | Claimant(s): Micahel Chadwick Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Portsmouth Financial Services Respondent Lawyers(s): Randy Fox, Richard Kuhlman Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT |