Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01758 | 12/23/2020 | Claimant(s): Richard Eller Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-01793 | 12/23/2020 | Claimant(s): Todd Roselle Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Securian Financial Services. Respondent Lawyers(s): Richard H. Kuhlman, Richard J. Babnick Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE | ||
| 20-01837 | 12/23/2020 | Claimant(s): Christine McBroom Claimant Lawyers(s): Sylvia M Scott Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Peter H. Daly Hearing Site: San Francisco, CA | ||
| 20-02228 | 12/23/2020 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY | ||
| 20-02568 | 12/23/2020 | Claimant(s): Beatriz Vida Claimant Lawyers(s): Laura T. Ruiz Rivera Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 20-03098 | 12/23/2020 | Claimant(s): Jeremy Mykulak, Jon Ledoyen Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-02960 | 12/22/2020 | Claimant(s): Barry Bernstein Claimant Lawyers(s): Alycia M. Swift Respondent(s): Kavout Securities Respondent Lawyers(s): Patrick McKeon Arbitrator(s): Hearing Site: Jersey City, NJ | ||
| 20-00014 | 12/22/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Jason Zabawa Respondent Lawyers(s): Jason M. Zabawa Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL | ||
| 20-00504 | 12/22/2020 | Claimant(s): Matthew Eitner Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | ||
| 20-00837 | 12/22/2020 | Claimant(s): Geoffrey McCash Claimant Lawyers(s): Edward Scott Zusman Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael L. Lyons Hearing Site: Columbus, OH |