Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi Claimant Lawyers(s): Eric A. Michaels Respondent(s): OSAIC Wealth Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Patrick R. Sughroue Hearing Site: Detroit, MI | ||
| 23-02899 | 06/24/2024 | Claimant(s): Kevin Dziubela Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens Hearing Site: Boca Raton, FL | ||
| 23-01727 | 06/24/2024 | Claimant(s): Jennifer Jack Claimant Lawyers(s): Harris Freedman Respondent(s): ADP Broker-Dealer. Respondent Lawyers(s): Matthew V. DelDuca Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 22-01673 | 06/21/2024 | Claimant(s): Adam Vega Claimant Lawyers(s): Chelsea Bauer Respondent(s): Goldman Sachs & Co. LLC Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL | ||
| 23-00919 | 06/21/2024 | Claimant(s): Maria Torruella Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 24-00675 | 06/21/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Helen Grace Caldwell Respondent Lawyers(s): Helen Grace Caldwell Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 23-02873 | 06/21/2024 | Claimant(s): Louis Wargo Claimant Lawyers(s): Jack D. Butler Respondent(s): Equitable Advisors, FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis Hearing Site: Cleveland, OH | ||
| 23-02335 | 06/21/2024 | Claimant(s): James Springer Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Paul J. Burkhart, Stew Cohen, Jason Zachary Jones Hearing Site: Boca Raton, FL | ||
| 23-02848 | 06/20/2024 | Claimant(s): Pasquale Pisani Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ |