| 23-02946 | 11/19/2024 | Claimant(s): Robin Brubacher
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
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| 24-00389 | 11/19/2024 | Claimant(s): Paul Valentine
Claimant Lawyers(s): Corri A. Hopkins
Respondent(s): Edward Jones
Respondent Lawyers(s): Joshua B. Durham
Arbitrator(s): Dora M. Lassinger, David P. Slater, Ralph L. Jacobson
Hearing Site: Charlotte, NC
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| 24-01739 | 11/18/2024 | Claimant(s): Jerry Hemmer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Amy Marx
Respondent Lawyers(s): Amy Leanne Marx
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
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| 23-02021 | 11/18/2024 | Claimant(s): Nicolas Smoller
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Thomas A. Linthorst
Arbitrator(s): Steven Gary Leventhal, John Warner Lowe, Daniel Louis Cevallos
Hearing Site: New York, NY
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| 23-02969 | 11/18/2024 | Claimant(s): Rushdi Zalatimo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): Mary Jo Marchisello, Brian Hamburger, Eric Goldman
Hearing Site: New York, NY
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| 23-03072 | 11/18/2024 | Claimant(s): Hilltop Securities Inc.
Claimant Lawyers(s): Richard D. Pullman
Respondent(s): Careena Patel
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Edward S. Koppman, Eric Ross Cromartie, Angela L. Sanders
Hearing Site: Dallas, TX
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| 24-00024 | 11/18/2024 | Claimant(s): Matthew Moll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James S. Bradbury
Arbitrator(s): Andrew Kennon Jennings
Hearing Site: Atlanta, GA
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| 23-02915 | 11/18/2024 | Claimant(s): Philip Maliniak, Xerxes Nabong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Sagepoint Financial., United Planners' Financial Services Of A
Respondent Lawyers(s): David B. Hauer, Jennifer R. Cox
Arbitrator(s): Michael J. Ahlstrom, Gordon M. Wase, Everett Reveley
Hearing Site: Norfolk, VA
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| 23-03512 | 11/15/2024 | Claimant(s): Brandon Rosenbaum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Richard J. Lawrence
Hearing Site: Seattle, WA
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| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Stuart K. Furman
Hearing Site: Columbia, SC
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