Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01822 | 03/12/2021 | Claimant(s): John Glenn Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Constance Ellen Boukidis Hearing Site: San Diego, CA | ||
| 20-01903 | 03/12/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-01933 | 03/12/2021 | Claimant(s): Brian Moon Claimant Lawyers(s): Gregory B. Simon Respondent(s): SCF Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-01981 | 03/12/2021 | Claimant(s): Andrew Lerner Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Justin D. Dickinson Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | ||
| 20-02525 | 03/12/2021 | Claimant(s): Melisa Lloyd Claimant Lawyers(s): Stephan Louviere Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02745 | 03/12/2021 | Claimant(s): Bryan Cogliano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-03657 | 03/12/2021 | Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-01572 | 03/11/2021 | Claimant(s): Ronald Large Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 20-02024 | 03/11/2021 | Claimant(s): JOHN SWAINE Claimant Lawyers(s): Robert W. Pearce Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 20-02374 | 03/11/2021 | Claimant(s): Caroline Girgis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE |