Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02420 | 05/04/2021 | Claimant(s): Tim Hakes Claimant Lawyers(s): Daniel D'Costa Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Mark E. Elsener Arbitrator(s): Brett Coonrod Hearing Site: Kansas City, MO | ||
| 20-02866 | 05/04/2021 | Claimant(s): Gustavo LaGuarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-02989 | 05/04/2021 | Claimant(s): Kerri Jamison Claimant Lawyers(s): Zachary Hayes-Macauluso Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Renee Bryna Gerstman Hearing Site: Phoenix, AZ | ||
| 20-02385 | 05/03/2021 | Claimant(s): Gregory Reynolds Claimant Lawyers(s): Benjamin Winograd Respondent(s): Foresters Financial Services. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-03102 | 05/03/2021 | Claimant(s): Phil Scott Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-01390 | 04/30/2021 | Claimant(s): Aret Gugin Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Global Arena Capital Corp., S.W. Bach & Company Respondent Lawyers(s): Barbara Desiderio, Scott Shapiro Arbitrator(s): David John Reilly Hearing Site: New York, NY | ||
| 20-02426 | 04/30/2021 | Claimant(s): Scott Colangelo Claimant Lawyers(s): Daniel D'Costa Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Jennifer Rockel Arbitrator(s): Bill Lamoreaux Hearing Site: Kansas City, MO | ||
| 20-02688 | 04/30/2021 | Claimant(s): Fanie Gouws Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commerz Markets LLC Respondent Lawyers(s): Michael Fruchter Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-03395 | 04/30/2021 | Claimant(s): Jude DiGidio, Kevin Blondina Claimant Lawyers(s): Thomas Perry Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): John T. Unger Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ |