Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03100 | 12/15/2021 | Claimant(s): Toni Iannarelli Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Ameritas Investment Company Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-00195 | 12/15/2021 | Claimant(s): William Valenti Claimant Lawyers(s): Joel M. Everest Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Richard S. Zaifert Hearing Site: Tampa, FL | ||
| 21-00703 | 12/15/2021 | Claimant(s): Grant Blindbury Claimant Lawyers(s): Edward Scott Zusman Respondent(s): Independent Financial Group. Respondent Lawyers(s): Sarah J. Kreisman Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 21-02218 | 12/15/2021 | Claimant(s): Robin Taliaferro Claimant Lawyers(s): Stephen Young Respondent(s): Sutter Securities Incorporated, Sutter Capital Partners Respondent Lawyers(s): R. Craig Zafis Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Craig Stein Respondent(s): David Cohen Respondent Lawyers(s): Jeffrey L. Cox Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb Hearing Site: Boca Raton, FL | ||
| 21-00430 | 12/14/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 21-01322 | 12/14/2021 | Claimant(s): Richard Downer Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff P. Palmer Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 21-01323 | 12/14/2021 | Claimant(s): Daniel O'Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 19-02033 | 12/13/2021 | Claimant(s): Suresh Hathiramani Claimant Lawyers(s): Jonathan Sack Respondent(s): Natixis Securities Americas LLC Respondent Lawyers(s): Robert N. Holtzman Arbitrator(s): Eric Goldman, Geoffrey M. Elkind, Richard M. Gray Hearing Site: New York, NY | ||
| 20-02542 | 12/13/2021 | Claimant(s): Joshua Shapiro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Annuities Distributors Respondent Lawyers(s): Ephraim J. Pierre Arbitrator(s): Hearing Site: Hartford, CT |