20-02277 | 01/18/2022 | Claimant(s): Christopher Scroggins Claimant Lawyers(s): Avi Rosenfeld Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann McCague Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
| | |
20-02352 | 01/18/2022 | Claimant(s): John Akhras Claimant Lawyers(s): Steven M. Warshawsky Respondent(s): SG Americas Securities Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Keely D. Parr, Shari Anique Linton, David Mark Goldenberg Hearing Site: New York, NY
| | |
21-01551 | 01/18/2022 | Claimant(s): Dwayne Tidwell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stanford Group Company Respondent Lawyers(s): Ralph S. Janvey, Receiver, W. Preston Martin Arbitrator(s): Lynne M. Gomez, Maurice J. Fallas, William James Smith Hearing Site: Houston, TX
| | |
21-01554 | 01/18/2022 | Claimant(s): Yulia Kalk Claimant Lawyers(s): Benjamin Winograd Respondent(s): 1st Discount Brokerage. Respondent Lawyers(s): Nicky Cheng Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
| | |
21-01890 | 01/18/2022 | Claimant(s): Kovack Securities Inc Claimant Lawyers(s): Amy Towle Respondent(s): Andrew Scheirer Respondent Lawyers(s): Benjamin Winogard Arbitrator(s): Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
| | |
18-00633 | 01/14/2022 | Claimant(s): Michael Mayo Claimant Lawyers(s): Steven G. Eckhaus Respondent(s): CLSA Americas Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Ernesto V. Luzzatto, Ellyn S. Roth, Jason Scott Eveleth Hearing Site: New York, NY
| | |
18-02857 | 01/14/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Briana Huffer Respondent(s): Andrew Graves Respondent Lawyers(s): Ethan A. Brecher Arbitrator(s): Yvette Strong, Richard A. Cini, Teed J Welch Hearing Site: New York, NY
| | |
20-00598 | 01/14/2022 | Claimant(s): Austin Park Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Unionbanc Investment Services Respondent Lawyers(s): Neil Katsuyama Arbitrator(s): George Herman Frisch, Jean Chung, Ronald Grzywinski Hearing Site: Los Angeles, CA
| | |
20-03370 | 01/14/2022 | Claimant(s): Larry Krmpotich Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Amy L. Blaisdell Arbitrator(s): Douglas J. Nesbit, John M. James, David Ernest Krause Hearing Site: Minneapolis, MN
| | |
21-00711 | 01/14/2022 | Claimant(s): Adam Hill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jeffry M. Bauer Hearing Site: Columbus, OH
| | |