21-01895 | 03/02/2022 | Claimant(s): Larry Law Claimant Lawyers(s): Benjamin Winograd Respondent(s): JRL Capital Corporation Respondent Lawyers(s): L.R. Law Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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21-01939 | 03/02/2022 | Claimant(s): James Ramsey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Prudential Equity Group, Morgan Stanley DW Inc. Respondent Lawyers(s): Gina Shlaferman, Jennifer E. Novoselsky Arbitrator(s): Geoffrey A. Drucker Hearing Site: Richmond, VA
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21-02049 | 03/02/2022 | Claimant(s): Michael Piccolo Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers, Jr. Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ
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21-02148 | 03/02/2022 | Claimant(s): Lisa Hanline Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC
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21-02157 | 03/02/2022 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): Alexander Capital, L.P. Respondent Lawyers(s): Michele Misiti Arbitrator(s): Harvey Barrison, Phillip Michael Brown, Joan Ellen Hoffman Hearing Site: New York, NY
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21-02488 | 03/02/2022 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Daniel Josey Respondent Lawyers(s): Daniel Jordan Josey Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC
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20-03515 | 02/28/2022 | Claimant(s): Aaron Olson Claimant Lawyers(s): Thomas Momjian Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Victor L. Hayslip Arbitrator(s): Frank E. Wolf, Richard E. Miley, Helen Elizabeth Hester Hearing Site: Charlotte, NC
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21-01738 | 02/28/2022 | Claimant(s): Mark Gaskill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MKG Financial Group. Respondent Lawyers(s): Mark K. Gaskill Arbitrator(s): James E. Bartels Hearing Site: Portland, OR
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21-01745 | 02/28/2022 | Claimant(s): Dax Williamson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
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21-01816 | 02/28/2022 | Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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