19-00231 | 07/27/2022 | Claimant(s): Goldman, Sachs and Company, The Goldman Sachs Group. Claimant Lawyers(s): Robert A. Sacks Respondent(s): Tim Leissner Respondent Lawyers(s): Henry E. Mazurek Arbitrator(s): Jeffrey L. Malek, Daniel R. Brush, Andrew W. Levin Hearing Site: Los Angeles, CA
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21-02461 | 07/27/2022 | Claimant(s): Patrick Lam Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Minnie Loo Hearing Site: San Francisco, CA
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21-02828 | 07/27/2022 | Claimant(s): Eric Schmidt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
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17-02814 | 07/26/2022 | Claimant(s): Mid Atlantic Capital Corporation Claimant Lawyers(s): Erin Timmerman Respondent(s): Craig Hayward Respondent Lawyers(s): Giovanni M. Ruscitti Arbitrator(s): Donald N. Tolin, Martha Jeanne Wilcoxson, Richard Djokic Hearing Site: Denver, CO
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21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global Claimant Lawyers(s): Reagan D. Pratt Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger Hearing Site: Albuquerque, NM
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21-02355 | 07/25/2022 | Claimant(s): Randy Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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21-02994 | 07/25/2022 | Claimant(s): Jaime Musa Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-00235 | 07/25/2022 | Claimant(s): Shawn Bivens Claimant Lawyers(s): Christopher H Tovar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrew M. DeLucia Arbitrator(s): G. Maynard Green, Jude A Smith, Christopher Allen Hearing Site: Houston, TX
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20-02678 | 07/22/2022 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
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21-02604 | 07/22/2022 | Claimant(s): Paul Habib Claimant Lawyers(s): Paul George Habib Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Jack Friedman, Dean Burrell, Jason Pickholz Hearing Site: Jersey City, NJ
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