| 22-00082 | 09/26/2022 | Claimant(s): Daniel Pinkerton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): John J. Fitzpatrick
Hearing Site: Helena, MT
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| 22-00529 | 09/26/2022 | Claimant(s): Nathan Kinzinger
Claimant Lawyers(s): Michael P. Tomlinson
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Mitchell Lee Marinello, Leonard Arthur Nelson, Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
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| 22-00585 | 09/26/2022 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 22-01323 | 09/26/2022 | Claimant(s): Lincoln Financial Advisors Corporation
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): John Nelson
Respondent Lawyers(s): John W. Nelson
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Cleveland, OH
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| 21-01342 | 09/23/2022 | Claimant(s): Thiago Melzer
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Kenneth Diamond, Amy Jill Baranoff, Peter E. Gillespie
Hearing Site: New York, NY
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| 21-02954 | 09/23/2022 | Claimant(s): Tara Schutz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
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| 22-00114 | 09/23/2022 | Claimant(s): Gregory Crance
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Oneamerica Securities., Principal Securities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
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| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
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| 21-02367 | 09/22/2022 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Allen Hegener
Respondent Lawyers(s): Allen John Hegener
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 22-00023 | 09/22/2022 | Claimant(s): Trawnegan Gall
Claimant Lawyers(s): Zachary Morse
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Trevor Gordon
Arbitrator(s): Nicholas J. Caputo, Benjamin F. Breslauer, Noel Harvey Applebaum
Hearing Site: Los Angeles, CA
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