22-00010 | 10/18/2022 | Claimant(s): Steven Helland Claimant Lawyers(s): Rick Illmer Respondent(s): Frontier Solutions Respondent Lawyers(s): Davis Vick Arbitrator(s): Frances Johnson Wright, Anita M. Jean, Allan Ray Thomas Hearing Site: Dallas, TX
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22-00322 | 10/18/2022 | Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
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22-00327 | 10/18/2022 | Claimant(s): Scott Rosenberg Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerry E. Feinberg, Mary P. Bass, Kathleen Cawley Hearing Site: New York, NY
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17-00464 | 10/17/2022 | Claimant(s): Richard Lanpher Claimant Lawyers(s): Michael C. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kimberley E. Lunetta Arbitrator(s): Robert Benbow Phillips, Leonard Arthur Nelson, Richard Beens Hearing Site: Minneapolis, MN
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22-00293 | 10/17/2022 | Claimant(s): Brian Kurland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR
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22-00516 | 10/17/2022 | Claimant(s): David Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): John P. Cullem, Stuart Sinai, Philip L. Manczak Hearing Site: Tampa, FL
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22-00798 | 10/17/2022 | Claimant(s): Kurt Jackson Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
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21-01984 | 10/14/2022 | Claimant(s): Alice Sundberg Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Christopher S. Koller Arbitrator(s): John Kenneth Popham, James Ellis, John Martin Lynch Hearing Site: Dallas, TX
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22-00144 | 10/14/2022 | Claimant(s): Elaine Roumillat, Holly Carroccio Claimant Lawyers(s): Craig M. Warner Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Andrea U. Calve, Jeffrey Richard Chiappetta, Scott F Stains Hearing Site: Dallas, TX
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22-00356 | 10/14/2022 | Claimant(s): Adrian Lorenzo, David Burg Claimant Lawyers(s): Stephan Louviere Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL
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