| 22-01390 | 02/09/2023 | Claimant(s): Michael Briese
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 22-01576 | 02/09/2023 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation
Respondent Lawyers(s): Deirdre Wolff, Justin Sacca
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
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| 22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis
Arbitrator(s): Gregory G. Gocek
Hearing Site: Cleveland, OH
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| 22-02142 | 02/07/2023 | Claimant(s): Peter Clark
Claimant Lawyers(s): Peter T. Clark
Respondent(s): CICC US Securities.
Respondent Lawyers(s): Janell Ahnert
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
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| 22-00616 | 02/07/2023 | Claimant(s): Anita Brennan
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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| 22-01150 | 02/07/2023 | Claimant(s): Patric Stibbe
Claimant Lawyers(s): Patric Stibbe
Respondent(s): T3 Trading Group
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan
Hearing Site: San Francisco, CA
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| 20-02993 | 02/06/2023 | Claimant(s): John Orlando
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 22-01962 | 02/06/2023 | Claimant(s): Isabel Haigler
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 22-01280 | 02/06/2023 | Claimant(s): Billy Wong
Claimant Lawyers(s): Billy Wong
Respondent(s): Shearman, Ralston Inc.
Respondent Lawyers(s): Douglas P. Ralston
Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou
Hearing Site: New York, NY
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| 22-01404 | 02/02/2023 | Claimant(s): Jean Haas
Claimant Lawyers(s): Jason J. Kane
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Irving L. Faught, Karen Roberts Washington, Sally Jane Murray
Hearing Site: Oklahoma City, OK
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