22-01390 | 02/09/2023 | Claimant(s): Michael Briese Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
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22-01576 | 02/09/2023 | Claimant(s): William Crull Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., FSC Securities Corporation Respondent Lawyers(s): Deirdre Wolff, Justin Sacca Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
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22-01650 | 02/09/2023 | Claimant(s): Russell Mcalonie Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Julie E. Ravis, Sara B. Davis Arbitrator(s): Gregory G. Gocek Hearing Site: Cleveland, OH
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22-02142 | 02/07/2023 | Claimant(s): Peter Clark Claimant Lawyers(s): Peter T. Clark Respondent(s): CICC US Securities. Respondent Lawyers(s): Janell Ahnert Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY
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22-00616 | 02/07/2023 | Claimant(s): Anita Brennan Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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22-01150 | 02/07/2023 | Claimant(s): Patric Stibbe Claimant Lawyers(s): Patric Stibbe Respondent(s): T3 Trading Group Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan Hearing Site: San Francisco, CA
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20-02993 | 02/06/2023 | Claimant(s): John Orlando Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue Hearing Site: Boca Raton, FL
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22-01962 | 02/06/2023 | Claimant(s): Isabel Haigler Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-01280 | 02/06/2023 | Claimant(s): Billy Wong Claimant Lawyers(s): Billy Wong Respondent(s): Shearman, Ralston Inc. Respondent Lawyers(s): Douglas P. Ralston Arbitrator(s): Anna M. Fanelli, Lisa Lograno, Ai Ling Zhou Hearing Site: New York, NY
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22-01404 | 02/02/2023 | Claimant(s): Jean Haas Claimant Lawyers(s): Jason J. Kane Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Irving L. Faught, Karen Roberts Washington, Sally Jane Murray Hearing Site: Oklahoma City, OK
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