| 22-01608 | 03/30/2023 | Claimant(s): Michael Cifelli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 22-02206 | 03/30/2023 | Claimant(s): Andrea Tessler, Seymour Zises
Claimant Lawyers(s): David I. Hantman
Respondent(s): Family Management Securities
Respondent Lawyers(s): Philip Frank
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
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| 22-00159 | 03/29/2023 | Claimant(s): Andrew Sukhin
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson
Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander
Hearing Site: Boca Raton, FL
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| 22-02308 | 03/29/2023 | Claimant(s): James Davenport
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
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| 22-01746 | 03/27/2023 | Claimant(s): Patrick Cummings
Claimant Lawyers(s): Brian Neville
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pitzzotola
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Portland, OR
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| 22-01454 | 03/24/2023 | Claimant(s): Todd Sacks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
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| 22-02320 | 03/24/2023 | Claimant(s): Timothy Kneen
Claimant Lawyers(s): James P Galvin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
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| 21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Jaylon Ellison
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 22-02149 | 03/24/2023 | Claimant(s): James Roberson
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
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| 22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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