22-01608 | 03/30/2023 | Claimant(s): Michael Cifelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA
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22-02206 | 03/30/2023 | Claimant(s): Andrea Tessler, Seymour Zises Claimant Lawyers(s): David I. Hantman Respondent(s): Family Management Securities Respondent Lawyers(s): Philip Frank Arbitrator(s): Amy Jill Baranoff Hearing Site: New York, NY
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22-00159 | 03/29/2023 | Claimant(s): Andrew Sukhin Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Kimberly J. Gustafson Arbitrator(s): Nanci Sondra Landy, Steven Barry Paskal, Annelise Sander Hearing Site: Boca Raton, FL
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22-02308 | 03/29/2023 | Claimant(s): James Davenport Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
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22-01746 | 03/27/2023 | Claimant(s): Patrick Cummings Claimant Lawyers(s): Brian Neville Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pitzzotola Arbitrator(s): Daniel M. Yamshon Hearing Site: Portland, OR
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22-01454 | 03/24/2023 | Claimant(s): Todd Sacks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ
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22-02320 | 03/24/2023 | Claimant(s): Timothy Kneen Claimant Lawyers(s): James P Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO
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21-00243 | 03/24/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Jaylon Ellison Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA
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22-02149 | 03/24/2023 | Claimant(s): James Roberson Claimant Lawyers(s): Debra A. Jenks Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Earle J. Schwarz Hearing Site: Birmingham, AL
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22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA
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