Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01303 | 05/19/2023 | Claimant(s): Kimberly Barentsen Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): First Allied Securities., NPB Financial Group Respondent Lawyers(s): Jeremy Wooden, Shirley J. Coria Arbitrator(s): Philip Aaron Tymon, Nancy Lynne Williamson, Wendy L Schmidt Hearing Site: San Francisco, CA | ||
| 22-00187 | 03/01/2023 | Claimant(s): Janet Morris, Janet Morris on Behalf of Her IRA Claimant Lawyers(s): Samuel B. Edwards Respondent(s): NPB Financial Group Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206 |