06-04542 | 08/22/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Jason Wands Respondent Lawyers(s): Jason A. Wands Arbitrator(s): William W. Marchant, Frank Samuel Perri, John E. Baynum Hearing Site: Raleigh, NC
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06-00535 | 08/20/2007 | Claimant(s): Robert Dentice Claimant Lawyers(s): Howard S. Meyers Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Jay S. Berke Arbitrator(s): Joseph J. Leegan, Sanford S. Stevens, Russell Stine Heckler Hearing Site: New York, NY
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06-03185 | 08/20/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Elias Lopez-Hakimian Respondent Lawyers(s): Daniel L. Hitzke Arbitrator(s): Dennis A. Torres, Robert C. Albini, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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07-00817 | 08/20/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): Gregory R. Crochet Respondent(s): William Evans Respondent Lawyers(s): William Dexter Evans Arbitrator(s): Barbara Marie Bantivoglio Hearing Site: Columbia, SC
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06-03416 | 08/17/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Alan Wise Respondent Lawyers(s): Alan K. Wise Arbitrator(s): Larry Haugaard, James P. Murphy, Ivan Claman Hearing Site: Los Angeles, CA
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05-05363 | 08/16/2007 | Claimant(s): Umesh Tandon Claimant Lawyers(s): David Marek Respondent(s): Advest. Respondent Lawyers(s): Daniel S. Cahill Arbitrator(s): Neil G. Gargiulo, Richard S. Peskin, John Cleaveland Palmer Hearing Site: New York, NY
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06-04813 | 08/16/2007 | Claimant(s): Alan Chepenik, David Benoit Claimant Lawyers(s): Terrance A. Bostic Respondent(s): John Lang Respondent Lawyers(s): Bruce Oakes Arbitrator(s): Susan Jefferbaum Beck, Bernard Hornick, Cheryl W. Gitlin Hearing Site: Orlando, FL
| | Expungement |
06-02033 | 08/15/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eduardo Tejada Respondent Lawyers(s): Eduardo M. Tejada Arbitrator(s): George A. Sellnau, William R. Jonson, Edmund Herbert Hecht Hearing Site: Houston, TX
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06-02688 | 08/15/2007 | Claimant(s): Stanley Quelle Claimant Lawyers(s): Tracey S. Bernstein Respondent(s): Ehrenkrantz King Nussbaum Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Joshua Mark Zucker, Philip Rachmelowitz, Alice Holly Oshins Hearing Site: New York, NY
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07-00273 | 08/15/2007 | Claimant(s): Stanley Legum Claimant Lawyers(s): Stanley D. Legum Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Christopher M. Galusha Arbitrator(s): Donald B. Vaden, James Tyler Pugh, Overman Randolph Rollins Hearing Site: Norfolk, VA
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