07-00300 | 03/18/2008 | Claimant(s): Benjamin Thomas Claimant Lawyers(s): Alexis Pollock Respondent(s): Vinton Rollins, Shattuck Hammond Partners Respondent Lawyers(s): William J. McSherry Arbitrator(s): Arthur P. Fisch, Joseph J. Arata, Susan C. Lushing Hearing Site: New York, NY
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06-01622 | 03/17/2008 | Claimant(s): William Jordan Claimant Lawyers(s): Mary Kay Brown Respondent(s): Gregory Serras, Vanguard Capital Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Edward T. Borer, Robert I. Rabinowitz, Antonio Albano Hearing Site: Philadelphia, PA
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06-00575 | 03/14/2008 | Claimant(s): James O'Leary Claimant Lawyers(s): Dan A. Druz Respondent(s): Citigroup Global Markets., Ron Sallet Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Jack Friedman, Louis H. Miron, James M. Baumann Hearing Site: Newark, NJ
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07-02115 | 03/14/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Christopher J. Carney Respondent(s): William Hamilton Respondent Lawyers(s): William Joseph Hamilton Arbitrator(s): Monette E. Draper, Gary R. Miles, Barbara E. Dixon Hearing Site: Cincinnati, OH
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07-00190 | 03/13/2008 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): William Zeena Respondent(s): Humbert Michini, Paul Gaydos Respondent Lawyers(s): Humbert Michini, Paul Gaydos Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick Hearing Site: Boca Raton, FL
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07-01744 | 03/13/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Rick Jensen Respondent Lawyers(s): William M. Van Camp Arbitrator(s): Steven A. Hurst, Barry Rabinowitz, Michael S. Kozlow Hearing Site: Boca Raton, FL
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07-02745 | 03/12/2008 | Claimant(s): Brant Snavely Claimant Lawyers(s): Stacey E. Nathanson Respondent(s): The Concord Equity Group Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Charles Glass Smith Hearing Site: Charlotte, NC
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06-03840 | 03/11/2008 | Claimant(s): Paul Livote Claimant Lawyers(s): Anthony Marino Respondent(s): First Empire Securities. Respondent Lawyers(s): John T. Bauer Arbitrator(s): Robert L. Spangler Hearing Site: New York, NY
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06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Susan J. Steinthal Respondent(s): Global Credit Partners Respondent Lawyers(s): Harry J. Delagrammatikas Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh Hearing Site: New York, NY
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06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones Claimant Lawyers(s): Joseph Alan White Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading Respondent Lawyers(s): Robert C. Varnell Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts Hearing Site: Atlanta, GA
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