Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-01341 | 04/07/2008 | Claimant(s): Mark Frommer Claimant Lawyers(s): William J. Serritella Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Steven B. Varick Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons Hearing Site: Chicago, IL | ||
| 07-02340 | 04/04/2008 | Claimant(s): Michael Teall Claimant Lawyers(s): Robert W. Mysliwiec Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Joseph M. Callow Arbitrator(s): Marc B. Horin, Robert L. Agusto, Gordon B. Shneider Hearing Site: Chicago, IL | ||
| 07-02995 | 04/03/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Todd Smith Respondent Lawyers(s): Todd Smith Arbitrator(s): Jonathan H. Larson Hearing Site: Augusta, ME | ||
| 07-02278 | 04/02/2008 | Claimant(s): Walter Moore Claimant Lawyers(s): Victor A. Mezacapa Respondent(s): Richard Tanner Respondent Lawyers(s): Roger W. Van Deusen Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH | ||
| 07-01862 | 03/27/2008 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Joel Griffin Respondent Lawyers(s): Joel D. Griffin Arbitrator(s): R. Theodore Moock Hearing Site: Dallas, TX | ||
| 07-01980 | 03/27/2008 | Claimant(s): GunnAllen Financial Claimant Lawyers(s): Jay Marc Israel Respondent(s): Andrew Tressler Respondent Lawyers(s): J. Christopher Albanese Arbitrator(s): Harold Webb Hearing Site: New York, NY | ||
| 07-02661 | 03/27/2008 | Claimant(s): Avalon Partners. Claimant Lawyers(s): Richard J. Babnick Respondent(s): Tyre Newsome Respondent Lawyers(s): Tyre Fred Newsome Arbitrator(s): Paul A. Merolla Hearing Site: New York, NY | ||
| 06-02054 | 03/25/2008 | Claimant(s): Amy Feng Claimant Lawyers(s): Thomas E. Duckworth Respondent(s): JMP Securities LLC Respondent Lawyers(s): David P. Borovsky & Howard Garfield Arbitrator(s): William W. Haskell, Gail Killefer, Steven K. McGinnis Hearing Site: San Francisco, CA | ||
| 06-04423 | 03/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Simmers Respondent Lawyers(s): David A. Sebastian Arbitrator(s): Peter B. Kupelian, Gary C. Peters, Ann D. Kuhna Hearing Site: Detroit, MI | ||
| 06-04852 | 03/25/2008 | Claimant(s): Capitola Sommer Claimant Lawyers(s): Richard J. Papst Respondent(s): Edward Jones Respondent Lawyers(s): Joseph B. Adams Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Jerry Ellner Hearing Site: Los Angeles, CA |