07-02163 | 04/17/2008 | Claimant(s): Raymond Stockus Claimant Lawyers(s): Raymond James Stockus Respondent(s): National Financial Services LLC, Brookstreet Securities Corporation Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA
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07-01821 | 04/16/2008 | Claimant(s): Dawne Ferland Claimant Lawyers(s): Theresa M. Mohan Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Bill Swinford, Christy C. Walker, Debora A. Caley Hearing Site: Cincinnati, OH
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07-02957 | 04/14/2008 | Claimant(s): John Phillips Claimant Lawyers(s): John S. Lutz Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Jennifer L. Petruccelli Arbitrator(s): Richard M. Reider, Stephen Kirk Ingebretsen, David L. Erickson Hearing Site: Denver, CO
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06-02728 | 04/11/2008 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): Marianne Yen Respondent(s): Michael Sciarra Respondent Lawyers(s): Michael Sciarra Arbitrator(s): Stephen Tsai Hearing Site: New York, NY
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06-02740 | 04/11/2008 | Claimant(s): Jesse Villarreal Claimant Lawyers(s): Kevin Keaney Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): James John Jurinski, Martha Jeanne Wilcoxson, John Robert Oreskovich Hearing Site: Portland, OR
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05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Theodore Larsen Respondent Lawyers(s): Theodore A. Larsen Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren Hearing Site: Phoenix, AZ
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07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett. Claimant Lawyers(s): Revan R. Schwartz Respondent(s): Samuel Cole Respondent Lawyers(s): Samuel Cole Arbitrator(s): Susan J. Buckley Hearing Site: New York, NY
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06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan Hearing Site: Detroit, MI
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07-02620 | 04/08/2008 | Claimant(s): Todd Greenbaum Claimant Lawyers(s): Brian Kennedy Respondent(s): Hapoalim Securities USA. Respondent Lawyers(s): Ian M. Kirschner Arbitrator(s): Ernest Fanwick, Joseph F. Kelley, Kevin B. Naughten Hearing Site: New York, NY
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06-01261 | 04/07/2008 | Claimant(s): Advanced Equities. Claimant Lawyers(s): Andrew M. Zack Respondent(s): Denise Kappel Respondent Lawyers(s): Nicholas P. Iavarone Arbitrator(s): Thomas F. Mahoney, Ann Breen-Greco, Champ W. Davis Hearing Site: Chicago, IL
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