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FINRA Awards for Marianne Yen

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0272804/11/2008Claimant(s): Jeffrey Alecci
Claimant Lawyers(s): Marianne Yen
Respondent(s): Michael Sciarra
Respondent Lawyers(s): Michael Sciarra
Arbitrator(s): Stephen Tsai
Hearing Site: New York, NY
Expungement
04-0584711/21/2007Claimant(s): Gus Kyrkostas and Julie Kyrkostas
Claimant Lawyers(s): Richard M. Roth
Respondent(s): Harry Kroft, Harvey Permutt, UBS Financial Services Inc., Morgan Stanley DW Inc., Richard Jenkin, Stratis Zaferiou, Theo Zaferiou
Respondent Lawyers(s): Marianne Yen, Noah Weissman
Arbitrator(s): Christal J. Henner, Gary W. Sherbell, Cynthia A. DiMarco
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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