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FINRA Awards for Raymond James Stockus

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0216304/17/2008Claimant(s): Raymond Stockus
Claimant Lawyers(s): Raymond James Stockus
Respondent(s): National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA

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