08-02495 | 09/08/2008 | Claimant(s): Smith Barney Shearson. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Jennifer Davis, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey Gordon-Creed, Paul Vincent Simpson Arbitrator(s): Donald S. Duerson, Walter J. Huntley, Shawn Ridgell Hearing Site: San Francisco, CA
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07-01995 | 09/05/2008 | Claimant(s): Mike Dalton Claimant Lawyers(s): Mike Dalton Respondent(s): GunnAllen Financial. Respondent Lawyers(s): William J. Schifino Arbitrator(s): Jerrold E. Slutzky, Neal J. Tourdo, Marshal H. Emerson Hearing Site: Tampa, FL
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08-00581 | 09/05/2008 | Claimant(s): Pointe Capital. Claimant Lawyers(s): Daniel R Levene Respondent(s): Arthur Gerome Respondent Lawyers(s): Arthur Anthony Gerome Arbitrator(s): Jeffrey E. Skogsbergh Hearing Site: Los Angeles, CA
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05-05159 | 09/04/2008 | Claimant(s): Michael Holland, William Holland Claimant Lawyers(s): Karen A. Batcher Respondent(s): Wachovia Securities, Eugene Ingargiola Respondent Lawyers(s): Joseph R. Becerra Arbitrator(s): Alan Stamm, James H. Bowersox, Gerald F. Corrigan Hearing Site: San Diego, CA
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07-02981 | 09/03/2008 | Claimant(s): Ryan Beck & Co., Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Herbert Hunt Respondent Lawyers(s): Herbert Hunt Arbitrator(s): Rita E. Tholt Hearing Site: Cleveland, OH
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08-01076 | 09/03/2008 | Claimant(s): Fordham Financial Management. Claimant Lawyers(s): Michael S. Colombo Respondent(s): Samuel Kirt Respondent Lawyers(s): Samuel Kirt Arbitrator(s): Robert E. Holley Hearing Site: New York, NY
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07-02628 | 09/02/2008 | Claimant(s): Evan Bedell Claimant Lawyers(s): C. Robert Peterson Respondent(s): Viney Singal, Silver Pacific Advisors Respondent Lawyers(s): Suvinder S. Ahluwalia Arbitrator(s): David M. Seidner, Philip H. Marmurowski, Peter D. Steinbroner Hearing Site: Las Vegas, NV
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06-04695 | 08/29/2008 | Claimant(s): Flavia LoCoco Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): WAMU Investments. Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Ralph H. Erickson, Holly Banafsheh, Steven K. Ogata Hearing Site: Los Angeles, CA
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06-05295 | 08/29/2008 | Claimant(s): Curt Reed Claimant Lawyers(s): Lawrence J. Fossi Respondent(s): Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Co Respondent Lawyers(s): David J. Novotny Arbitrator(s): Dennis Michael Kelleher, Joseph J. Woodford, Michael D. Briggs Hearing Site: San Diego, CA
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07-02566 | 08/29/2008 | Claimant(s): GunnAllen Financial. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Michael Poutre, II, Shlomi Eplboim Respondent Lawyers(s): Michael Poutre, Shlomi Eplboim Arbitrator(s): Robert Taylor, Blaine Smith, Paul Frederick Meyer Hearing Site: Los Angeles, CA
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