08-01807 | 02/26/2009 | Claimant(s): Richard Poss Claimant Lawyers(s): Richard Neal Poss Respondent(s): Delta Equity Services Corp. Respondent Lawyers(s): Scott Aubrey Arbitrator(s): Joyce F. Glucksman Hearing Site: Atlanta, GA
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08-02391 | 02/26/2009 | Claimant(s): Rockwell Securities Claimant Lawyers(s): Daniel Sakol Respondent(s): Ray San Pedro Respondent Lawyers(s): Ray Anthony Garrido San Pedro Arbitrator(s): John B. Myers Hearing Site: New York, NY
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07-01863 | 02/25/2009 | Claimant(s): Gregory Riordan Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): IFMG Securities. Respondent Lawyers(s): A. Wesley Bridges Arbitrator(s): Tim A. Shane, Norman E. Heyman, Patricia Morin Hearing Site: Boca Raton, FL
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06-00290 | 02/24/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Craig Johnson Respondent Lawyers(s): Jeffrey S. Leonard Arbitrator(s): Deborah C. Bernot, Merton E. Marks, Lee R. Barbakoff Hearing Site: Phoenix, AZ
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06-04422 | 02/24/2009 | Claimant(s): Dennis Mack Claimant Lawyers(s): Richard L. Burstein Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co.. Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz Hearing Site: Albany, NY
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06-04438 | 02/24/2009 | Claimant(s): George Mcavoy, Matthew Smith, CP Capital Management. Claimant Lawyers(s): James Feathersonhaugh Respondent(s): Dennis Mack, Capital Retirement Solutions Respondent Lawyers(s): Richard L. Burstein Arbitrator(s): Hearing Site: Albany, NY
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07-01469 | 02/24/2009 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): Christopher Theut Respondent Lawyers(s): Jack J. Mazzara Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards Hearing Site: Detroit, MI
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07-02555 | 02/24/2009 | Claimant(s): Michael Fangman Claimant Lawyers(s): Liam O'Brien Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt Hearing Site: San Diego, CA
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07-01009 | 02/23/2009 | Claimant(s): Virgil Smith Claimant Lawyers(s): Virgel L. Smith Respondent(s): Southwest Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Simeon R. Trotter, Peter J. Conlon, David Max Sanderford Hearing Site: Dallas, TX
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08-00346 | 02/23/2009 | Claimant(s): Robert Drake Claimant Lawyers(s): Derek C. Anderson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Felicity A. Fowler Arbitrator(s): James R. Augustine, W. Merrill Glasgow, Richard F. Dole Hearing Site: Houston, TX
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