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FINRA Awards for Franklin Geerdes

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0255502/24/2009Claimant(s): Michael Fangman
Claimant Lawyers(s): Liam O'Brien
Respondent(s): National Financial Services LLC, Stanley Brooks, Brookstreet Securities Corporation
Respondent Lawyers(s): Donald S. Davidson, H Thomas Fehn, Stanley C. Brooks
Arbitrator(s): Franklin Geerdes, Virginia H. Gaburo, Robert E. Witt
Hearing Site: San Diego, CA
07-0064912/14/2007Claimant(s): Jarrett Owens
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian
Hearing Site: San Diego, CA
Checkmark Icon$5,601

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