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FINRA Awards for Rockwell Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0239102/26/2009Claimant(s): Rockwell Securities
Claimant Lawyers(s): Daniel Sakol
Respondent(s): Ray San Pedro
Respondent Lawyers(s): Ray Anthony Garrido San Pedro
Arbitrator(s): John B. Myers
Hearing Site: New York, NY

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