22-02799 | 07/03/2023 | Claimant(s): Edward Dawson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari, Nuviah Shirazi Arbitrator(s): Benjamin F. Breslauer Hearing Site: San Diego, CA
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22-02803 | 07/03/2023 | Claimant(s): Craig Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Helen Marinak Blohm Hearing Site: Anchorage, AK
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22-02203 | 07/03/2023 | Claimant(s): Brett Weichbrod Claimant Lawyers(s): Christina Z Vourakis Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
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22-02614 | 07/03/2023 | Claimant(s): Rocio Rivera Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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21-03126 | 07/03/2023 | Claimant(s): Marco Iglesias Claimant Lawyers(s): Leslie A. Blau Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Peter Ordower, Stuart D. Summers, Jeffrey L. Durkes Hearing Site: Chicago, IL
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20-00721 | 06/30/2023 | Claimant(s): Insight Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Deutsche Bank Securities., Gloria Molina, Pascal Landrove, Reynaldo Figueiredo Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Christopher J. Klein, Richard Lewis Zack, Mark A. Jacoby Hearing Site: Boca Raton, FL
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22-01682 | 06/30/2023 | Claimant(s): Stephen Caton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX
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20-02297 | 06/30/2023 | Claimant(s): Thomas Jester Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Carl Williams, Diane Buchanan, Stephanie Elliott, Chapin Davis Respondent Lawyers(s): Douglas W. Hyman, Michael P. Shaw Arbitrator(s): Steven H. Vogel, Joseph A. Landa, Iris Sagrado Hearing Site: Chicago, IL
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22-02037 | 06/30/2023 | Claimant(s): Jeff Han Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA
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22-02657 | 06/29/2023 | Claimant(s): Justin Goodbread Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Lisa Stopfer Arbitrator(s): John Winslow Griesser Hearing Site: Nashville, TN
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