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FINRA Awards for Ruochen Zhou

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0085809/07/2023Claimant(s): Ruochen Zhou
Claimant Lawyers(s): Gary Trachten
Respondent(s): Millennium Advisors, Millennium Consolidated Holdings
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Chase Boone Saunders, James Hugh Williams, Daniel F. Piar
Hearing Site: Charlotte, NC

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