09-04297 | 03/12/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeffrey Lamboy Respondent Lawyers(s): Jeffrey Lamboy Arbitrator(s): Norman J. Reich, Isaac M Zucker, Joseph La Rosa Hearing Site: New York, NY
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08-01079 | 03/11/2010 | Claimant(s): Eric Bunker Claimant Lawyers(s): Eric W. Bunker Respondent(s): Jason Seale Respondent Lawyers(s): Steven M. Sherman Arbitrator(s): Ralph A. Cotton, John J. Fitzpatrick, Richard Conlon Lehrmann Hearing Site: San Francisco, CA
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09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P. Claimant Lawyers(s): Carole R. Bernstein Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC Respondent Lawyers(s): Alan Friedman Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole Hearing Site: New York, NY
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09-04891 | 03/11/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fisher Respondent(s): Edward O'Connor Respondent Lawyers(s): Edward Thomas O'Connor Arbitrator(s): Stephen Z. Frank Hearing Site: Boston, MA
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09-05747 | 03/11/2010 | Claimant(s): CIBC World Markets Corp. Claimant Lawyers(s): Joseph J Sullivan Respondent(s): Juan Bermudez Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY
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08-02101 | 03/10/2010 | Claimant(s): Michael Keleher Claimant Lawyers(s): Saul Roffe Respondent(s): Christian Wagner, Richard Patrick, ING Financial Partners. Respondent Lawyers(s): Luigi Spadafora, Paula D. Shaffner, Richard Vincent Patrick Arbitrator(s): Edward L. Levine, Edith M. Novack, Dawn Suzanne Simon Talbot Hearing Site: Newark, NJ
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08-04072 | 03/10/2010 | Claimant(s): Commonwealth Financial Network Claimant Lawyers(s): Michael G. Donovan Respondent(s): David Vorbeck, F. Dunnuck Respondent Lawyers(s): Paul D. Vink Arbitrator(s): Peter L. Pointer, Patrick J. Burley, Jeffrey Richard Chiappetta Hearing Site: Indianapolis, IN
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07-03583 | 03/09/2010 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Gregory Tendrich Respondent(s): Brad Nussbaum Respondent Lawyers(s): Brad N. Nussbaum Arbitrator(s): Harry D. Frisch Hearing Site: Newark, NJ
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09-00494 | 03/09/2010 | Claimant(s): Richard Shipman Claimant Lawyers(s): Mark W. Pugsley Respondent(s): Equitrust Marketing Services, Farm Bureau Life Insurance Company, Farm Bureau Mutual Insurance Company, Western Agricultural Insurance Company Respondent Lawyers(s): James V. Garvey Arbitrator(s): Langdon T. Owen, Michael Dean, John G. Manley Hearing Site: Salt Lake City, UT
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09-05832 | 03/09/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Shawn Menz Respondent Lawyers(s): Shawn Menz Arbitrator(s): Edward M. Olson Hearing Site: Columbus, OH
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