08-03123 | 04/30/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Gilbert W. Boyce Respondent(s): Bruce Wall, David Mattia, Douglas Smith, George Dunn, Jeffrey Santos, Jeffrey Wagner, Lori Van Dusen, Peter Dunne, Richard Vankuren, Thomas Hawks, Winship Ross Respondent Lawyers(s): Judd Spray, Marc Greenwald, Peter E. Calamari Arbitrator(s): Robert Paulger Linn, Albert D. Sturtevant, Baunita M. Greer Hearing Site: Washington, DC
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08-05028 | 04/30/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Boyd Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): Earl Williams, Howard A. Slater, MBA, CFP, ChFC, Shelly A. Goering Hearing Site: Cleveland, OH
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09-00320 | 04/30/2010 | Claimant(s): Eric Ely Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jaime L. Haggard Arbitrator(s): Donald N. Tolin, Martha M. Walker, Deanna M. Tuley Hearing Site: Denver, CO
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09-02142 | 04/30/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Larry Schnaid Respondent Lawyers(s): Aviv L. Tuchman Arbitrator(s): Salvatore A. Sciortino Hearing Site: Los Angeles, CA
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09-04534 | 04/30/2010 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Erika L. Altman Respondent(s): Patrick McConnell Respondent Lawyers(s): Patrick Joseph McConnell Arbitrator(s): Robert I. Rabinowitz Hearing Site: New York, NY
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09-02444 | 04/29/2010 | Claimant(s): Jamie Hines Claimant Lawyers(s): Robert Persante Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America. Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough Hearing Site: Clearwater, FL
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09-04247 | 04/29/2010 | Claimant(s): Emmanuel Kpabitey Claimant Lawyers(s): Emmanuel Tetteh Kpabitey Respondent(s): Costa Tzotzis, Darin Haines Respondent Lawyers(s): Michael Utilla Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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09-04680 | 04/28/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell Albert Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase Respondent Lawyers(s): Mitchell Albert, Roland Hansalik Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter Hearing Site: Los Angeles, CA
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08-01981 | 04/27/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Timothy Williams Respondent Lawyers(s): Denise Smith Cline Arbitrator(s): Lewis H. Kairys, John D. Robb, Jeffrey G. Swartz Hearing Site: Raleigh, NC
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08-02119 | 04/27/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Snooks Respondent Lawyers(s): Jane L. Stafford Arbitrator(s): Roland Pera, Stephen G. Sneeringer, Jerry L. Kaempfe Hearing Site: Kansas City, MO
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